federal regulatory body with authority over public utility holding companies. In recent years, the SEC has allowed these companies to enter non-core businesses in greater numbers.
Securities and Exchange Commisssion
Securities Exchange Comission
an independent federal agency that oversees the exchange of securities to protect investors
A federal agency that regulates the financial markets in the USA. The SEC also supervises the securities and financial assets industry and promotes total transparency in order to protect investors against malpractice on the financial markets.
Federal agency hat regulates registration and distribution of mutual fund shares.
The SEC is an independent federal agency that oversees and regulates the securities industry in the US, and enforces securities laws.
Securities And Exchange Commission. Federal agency organized to regulate the securities industry and for the protection of the investors through the administration of the various federal securities laws.
Security and Exchange Commission - set up in 1933 by Congress to protect investors.
( Securities and Exchange Commission) - A regulatory body of the Federal Government that oversees the financial markets.
Government organization regulating securities markets like the New York Stock Exchange and NASDAQ.
The Securities and Exchange Commission. The SEC is an agency of the federal government which is in charge of monitoring and regulating the securities industry.
The SEC (the Securities Exchange Commission) is a federal agency that regulates the US financial markets. The SEC oversees the securities industry and promotes full disclosure in order to protect investors and promote honest trading.
Securities and Exchange Commission, the official U.S. body responsible for regulatory oversight and administering rules associated with all sectors of the securities industry. Its main aim is to promote full public disclosure. This Federal agency came into being through the 1934 Securities Exchange Act and took over from the Federal Trade Commission.
The SEC, or Securities and Exchange Commission, is a United States government agency that focuses on the regulation of public companies and the stock market. Companies are required to follow SEC directives.
An independent, non-partisan, quasi-judicial regulatory agency with responsibility for administering the federal securities laws. The purpose of these laws is to protect investors and to ensure that investors have access to disclosure of all material information concerning publicly traded securities. The Commission also regulates firms engaged in the purchase or sale of securities, people who provide investment advice, and investment companies.
See Securities and Exchange Commission.
Securities and Exchange Commision
Abbreviation for Securities and Exchange Commission. A U.S. government agency responsible for, among other things, ensuring publicly held companies report financial information to stockholders regularly.
The Securities and Exchange commission. This is the US government agency which has responsibility for regulating the securities industry.
The Securities and Exchange Commission (SEC) is the main federal regulatory body of the securities industry.
(Security and Exchange Commission). The U.S. federal agency authorized to issue capital market regulations and oversee fulfillment of the provisions established by the laws governing the USA's capital markets. The SEC issues regulations regarding the publishing of information about securities offered for public sale, and is responsible for organizing the sale of these same securities.
The Securities and Exchange Commission, a federal body established by the United States Congress as a national U.S. regulatory authority. In Canada there is no national regulatory authority because securities legislation is provincially administered.
Abbreviation for the (United States) Securities and Exchange Commission.
an acronym for the United States Securities and Exchange Commission.
Acronym for Securities and Exchange Commission. An "independent, nonpartisan, quasi judicial regulatory agency with responsibility for administering federal securities laws" (from the SEC's "who we are" in its website). For more information, visit the SEC's website: http://www.sec.gov.
Securities and Exchange Commission. A federal agency that is supposed to regulate mutual funds. It is not clear in late 2003 to what extent the SEC has ethical responsibility for some of the ethical failures being investigated by the New York Attorney General.
The lead U.S. government regulator responsible for the protection of investors and for maintaining the integrity of the securities markets.
the Securities and Exchange Commission, the federal agency charged with investigating securities fraud. The SEC supposedly lost thousands of documents of ongoing investigations when WTC Building 7 collapsed.
Securities and Exchange Commission established by Congress to help protect investors after the crash of 1929. The SEC administers: the Securities Act of 1933 the Securities Exchange Act of 1934 the Trust Indenture Act the Investment Company Act of 1940 the Investment Advisors Act of 1940 the Public Utility Holding Company Act
Securities and Exchange Commission. The federal agency charged with overseeing the stock market and other investment transactions.
a.k.a. the Securities and Exchange Commission
Securities and Exchange Commission. A federal agency established in 1934 to oversee to protect the investment community from fraud and dishonest selling practices. ( www.sec.gov)
The Securities and Exchange Commission, established by Congress to help protect investors. The SEC administers the Securities Act of 1933, the Securities Exchange Act of 1934, the Securities Act Amendments of 1975, the Trust Indenture Act, the Investment Company Act, the Investment Advisers Act and the Public Utility Holding Company Act.
Federal agency created under the Securities Exchange Act of 1934 to regulate the securities industry. The SEC enforces, among other acts, the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940 and the Investment Advisers Act.
The Securities and Exchange Commission, which oversees and regulates the stock market.
Securities Exchange Commission. A government regulatory agency that oversees and enforces the securities laws of the United States, publishes rules and guidance for the securities industry, and provides investor education.
The Securities and Exchange Commission (SEC) is a United States federal regulatory body that serves to protect investors and maintain the integrity of the securities markets.
The Securities and Exchange Commission, the primary federal regulatory agency of the securities industry.
SEC stand for the Securities and Exchange Commission. It is the chief regulating body for the securities industry. Its primary job is to protect investors by preventing fraud, insider trading, and other wrong-doing in the stock market.
Securities Exchange Commission - the government agency charged with regulating the stock market and securities trading
The U.S. Securities and Exchange Commission, the main regulatory body for the U.S. securities industry. Web address: http://www.sec.gov
Federal agency that regulates the U.S. financial markets.
Securities and Exchange Commission - a federal agency created under the Securities Exchange Act of 1934 to regulate the securities industry.
The government body responsible for regulating the financial reporting practices of most publicly owned corporations in connection with the buying and selling of stocks and bonds.
US Securities and Exchange Commission.
The Securities and Exchange Commission is the federal agency created to administer various acts that constitute the federal securities laws.
The Securities and Exchange Commission, a government agency responsible for supervision and regulation of the securities industry.
The Securities and Exchange Commission is the U.S. government agency that has regulatory authority over all matters dealing with securities.
The Securities and Exchange Commission is an agency set up by Congress in 1933. It regulates companies and stocks to protect investors.
Acronym for Securities and Exchange Commission. The U.S. government agency that supervises the exchange of securities so as to protect investors against malpractice.
Securities and Exchange Commission of the Philippines
The 1934 Securities and Exchange Act required all stock exchanges to be licensed by the Securities and Exchange Commission (SEC); later, commodity exchanges and investment trusts were included. It was designed to regulate the issue of new securities, the conduct of stockbrokers, and stock-market speculation.
The Securities and Exchange Commission, established by Congress to protect investors in securities transactions.
The Securities and Exchange Commission is a federal government agency comprised of 5 commissioners appointed by the president and approved by the Senate. The SEC was established to protect the individual investor from fraud and malpractice in the marketplace. The commission oversees and regulates the activities of registered investment advisors, stock and bond markets, broker/dealers, and mutual funds.
U.S. Securities and Exchange Commission. The SEC was established to protect investors and maintain the integrity of the securities markets.
Securities and Exchange Commission (U.S.) -- See also OSC
A federal agency created in 1934 by an act of Congress to regulate various aspects of the securities industry. The SEC is made up of five commissioners, each appointed by the President, with the advice and consent of the Senate, for a five-year term. In order to ensure the political independence of the commissioners, no more than three may be from the same political party at any one time. See: NASD; NYSE; MSRB; Securities Exchange Act Of 1933; Securities Exchange Act Of 1934
