NASD® is the largest securities-industry self-regulatory organization in the United States. Through its many departments and offices, NASD's jurisdiction extends to over 6,000 brokerage firms with more than 65,000 branch offices, and more than half a million securities industry professionals. NASD accomplishes this oversight by developing and enforcing rules and regulations regarding the registration, education, testing, and examination of NASD registered brokerage firms and their employees; conducting regulatory reviews of NASD registered brokerage firm's business activities; and disciplining violators of NASD rules and regulations.

An association of broker/dealers in over-the-counter securities organized on a non-profit, non-stock-issuing basis. Its general aim is to protect investors in the OTC market. OTC securities are not traded on an exchange.

National Association of Staff Development

National Association of Security Dealers. A group of firms which trade their own capital in NASDAQ stocks as dealers and/or act as brokers to represent orders from other parties.

The world's leading private-sector provider of financial regulatory services, NASD has helped bring integrity to the markets—and confidence to investors—for more than 60 years. Under federal law, virtually every securities firm doing business with the US public is a member of this private, not-for-profit organization.

Nacional Association of Security Dealers

National Association for Sports Development

A self-regulating, voluntary association of broker dealers and other investment firms. Operating under the supervision of the SEC, it works to standardize practices, establish high moral and ethical standards in securities trading, consult with the government, establish fair rules of trading and discipline violators of the rules.

National Association of Securities Dealers. Membership organization composed of registered brokers/dealers that generally enforces rules of fair practice and protects investors in securities transactions with member firms.

The National Association of Securities Dealers is an industry association of broker/dealers in the over-the-counter securities business. The NASD is a self-regulatory body and administers the NASDAQ stock market.

An mandatory association of brokers and dealers in the over the counter securities business. Created by the Maloney Act of 1938, an amendment to the Securities Act of 1934.

is National Association of Securities Dealers.

National Association of Securities Dealers, Inc. The largest self-regulatory organization for the securities industry in the U.S., the NASD is responsible for the operation and regulation of Nasdaq and the OTC securities markets.

National Association of Securities Dealers is a nonprofit organization that operates under the careful watch of the SEC. One of its key purposes is to establish and enforce fair rules of securities trading.

See National Association of Securities Dealers.

The National Association of Securities Dealers regulates and polices broker-dealers. The NASD is a self-regulatory organization, which means that it is comprised of, and governed by members of the brokerage firms that are subject to its jurisdiction. The NASD establishes standards for the registration of brokerage firms, makes sure that brokerage firms have sufficient "net capital" and maintains a forum for the arbitration of disputes between customers and brokers and among brokers or brokerage firms.

(USA) The national organisation of the USA securit... Add a comment

National Association of Securities Dealers is a nonprofit organization formed under the joint sponsorship of the Investment Bankers' Conference and the Securities and Exchange Commission to comply with the Maloney Act. NASD members include virtually all investment banking houses and firms dealing in the Over The Counter market and operates under the supervision of the SEC.

NASD oversees the activities of more than 5,165 brokerage firms, approximately 104,117 branch offices, and more than 660,950 registered securities representatives. Organizationally, NASD reports to the SEC.

The National Association of Securities Dealers; also see Nasdaq. ( www.nasd.com)

The National Association of Securities Dealers, an association of brokers and dealers in the over-the-counter securities business.

A self-regulatory securities industry organization of broker/dealers in the over-the-counter securities industry. Responsible for the operation and regulation of the NASDAQ stock market and over-the-counter markets.

A self-regulatory organization of the securities industry. The SEC recognizes regulation by the NASD as a substitute for what the government would otherwise have to police. Tests for registered representatives, broker-dealer principals, and other securities professionals are administered by the NASD.

A self-regulating authority whose jurisdiction includes the over-the-counter market.

( National Association of Securities Dealers): A self-regulating organization composed of broker/dealers which the SEC recognizes as a substitute for government regulation. Testing of individual brokers and operating requirements for broker/dealers are administered by the NASD.

The National Association of Securities Dealers, a U.S. self-regulatory organization for stockbrokers. Web address: http://www.nasd.com

The National Association of Securities Dealers or NASD is an organization comprised of member broker-dealers throughout the United States that regulates the Over-The-Counter (OTC) markets under the supervision of the Securities Exchange Commission (SEC).

National Association of Security Dealers. A nonprofit organization that enforces professional and ethical standards as well as registrations for securities professionals.

National Association of Securities Dealers, Inc. - The self-regulatory organization of the securities industry responsible for the regulation of The Nasdaq Stock Market and the over-the-counter markets. The NASD operates under the authority granted it by the 1938 Maloney Act Amendment to the Securities Exchange Act of 1934.

The National Association of Securities Dealers is a self-regulating organization, like the New York Stock Exchange, that is responsible for regulating its members. Most broker-dealers are members. The NASD operates the NASDAQ stock market.

the National Association of Securities Dealers is an organization of brokers and dealers who trade securities. The NASD is the regulatory organization that oversee OTC dealers and the Nasdaq marketplace.

NASDR National Association of Securities Dealers

The National Association of Securities Dealers, Inc. This is the American self-regulatory organization of the securities industry responsible for the regulation of NASDAQ and the over-the-counter markets.

National Association of Securities Dealers (a U.S. SRO)

Formed in 1939 under the auspices of the Maloney Act, it is a self-regulating body of the securities industry designated to establish rules of fair practice for the protection of the investing public.

National Association of Securities Dealers. A nonprofit membership organization registered with the Securities and Exchange Commission (SEC) under the provisions of the Securities Exchange Act of 1934. Membership is limited and consists mostly of broker-dealers and investment banking houses. Basic goals of the NASD are to: Promote just and equitable principles of trade for the protection of investors. Adopt, oversee, and enforce rules of fair practice. Consult with government and investors on matters of common concern. Conduct periodic examinations and audits to ensure solvency and financial integrity among members.

a private organization that helps to regulate stock and bond markets

The National Association of Securities Dealers is an organization of broker/dealers who trade over-the-counter securities. The NASD is self-regulated. The largest self-regulated securities organization. This organization operates and regulates both the NASDAQ and over-the-counter markets, ensuring that securities are traded fairly and ethically.

Abbreviation for National Association of Securities Dealers.

A nonprofit self-regulatory organization whose members include virtually all investment banking houses and firms dealing in the over-the-counter market. Operating under the supervision of the SEC, the NASD's basic purposes are standardizing practices and establishing ethical standards in securities trading.

NASD, Inc. (formerly known as the National Association of Securities Dealers) is the primary Self Regulatory Organization (SRO) responsible for the regulation of persons and companies involved in the securities industry in the United States, with delegated authority from the Securities and Exchange Commission.