Registered Investment Adviser. Investment advisor registered with the SEC. No certification is required.
Registered Investment Advisor. an individual or firm, who, for a fee, provides investment management or counsel to the investing public. The advisor is registered with the Securities and Exchange Commission and operates in compliance with the Commissionâ€(tm)s regulations and regulatory review.
Registered investment adviser. A person involved in the sale of financial advice or counsel for a fee. An RIA must be registered with the SEC or the states in which he or she does business, depending upon various criteria.
registered investment advisor. An advisor who usually manages money for a fee or commissions. This individual is registered with the Department of Corporations in the state in which he or she practices as well as with the Securities and Exchange Commission for a federal registration.
Registered investment adviser. An investment professional who is registered-but not endorsed-by the Securities and Exchange Commission (SEC) who may recommend certain types of investment products.
See registered investment adviser.
Registered Investment Adviser. A person who, for compensation, engages in the business of advising others as to the value of securities or the advisability of purchasing or selling securities. RIAs are required to register with the Securities and Exchange Commission.