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Definitions for "Securities and Futures Authority"
Keywords:  sro, stockbrokers, merger, regulatory, dealers
Related Terms: Sfa, National association of securities dealers, Nasd, Compliance department, National futures association, Municipal securities rulemaking board, National association of securities dealers, inc, Msrb, Securities industry association, Sro, Maloney act of 1938, Inter-dealer broker, Rule 144a, Registered representative, Nfa, Self-regulatory organization, Specialist, Associated person, Rules of fair practice, Member firm, Sia, Broker/dealer, Brokerage house, Remisier, Bucket shop, Fourth market, Broker, Securities & exchange commission, Fcm, Brokerage firm, Stockbroker, Uniform practice code, Dealer market, Investment dealer, Independent broker, Introducing broker, Broker-dealer, Otc market, Commission house, Commodity trading advisor, Discount brokerage, Carrying broker, Securities investor protection corporation, Futures commission merchant, Execution only, Market-maker, Market makers, Know your customer, Market maker
(previously known as The Securities Association)The Self-Regulating Organization responsible for regulating the conduct of brokers and dealers in securities, options and futures, including most member firms of the Exchange.
dgfcp.com
Regulatory authority for securities and futures brokers in the UK. It handles complaints against stockbrokers. It was formed through a merger in 1991 of the Securities Association and the Association of Futures Brokers and Dealers.
accounting.smartpros.com
The Regulatory body for the securities and futures markets in the UK. Formed in 1991 through a merger of the Securities Association and the Association of Futures Brokers and Dealers.
speedyhire.plc.uk
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