SEC provision for simplified registration for small issues of securities. A Reg. A issue may require a shorter prospectus and carries lesser liability for directors and officers for misleading statements. The conditional small issues securities exemption of the Securities Act of 1933 is allowed if the offering is a maximum of $5,000,000 U.S. Dollars.
An SEC regulation that governs offerings of $1,500,000 or less, which qualify for simplified registration.
A Federal Reserve Board regulation that exempts small public offerings, valued at less than $1.5MM from most registration requirements with the SEC.
The securities regulation that exempts small public offerings, those valued at less than $1.5MM, from most registration requirements with the SEC.
An SEC regulation that governs the issuance of new securities.
SEC rules providing exemptions from registration of certain public offerings of up to $5 million. Regulation A offerings can be publicly traded on exchanges establishing a price for the stock should the company issue and IPO.
an exemption from federal securities registration
Governs the issuance of new securities. It provides a partial exemption from filing provisions of the Securities Act of 1933. The maximum allowable amount to qualify under Regulation A is $1,500,000.
An exemption made by the SEC from filing a registration statement under the Securities Act of 1933. It applies to offerings below a certain dollar amount, which has changed over the years. It still requires much of the same filing material and process as a registration statement, but is processed through regional SEC offices, rather than Washington, D.C. (except for any number of interpretations for which the regional officials may have to send to Washington).
A regulation governing the issuance of new securities.
An SEC regulation that governs offerings of $5,000,000 or less, which qualify for simplified registration (an exemption).