A legal document offering securities or mutual fund shares for sale, required...
A new issue disclosure document, typically for an offering that is exempt under the Securities Act of 1933, such as a Regulation A offering.
An offering circular must be filed with the SEC and distributed with any SECURITIES offerings. The content is similar to the PROSPECTUS and is governed by SEC rules and regulations.
A disclosure and information document used to furnish information about a company and its stock offering to prospective investors; commonly used for exempt offerings and patterned after a prospectus.
(Disclosure Document or Uniform Franchise Offering Circular): Provides background information in over 20 categories as well as a copy of the proposed franchise agreement.
A general term for a disclosure document prepared usually for a private placement offering.
a formal written offer to sell securities that sets forth the facts for a Arbitrary establishment of the offering price
Is comparable to a prospectus.
Also referred to as the "Disclosure Document" and "Uniform Franchise Offering Circular (UFOC)," this document provides background information from over 20 different categories as well as a copy of the proposed franchise agreement.
The information or disclosure document by which an offer of securities is made to prospects. It is the same type of document as a prospectus ? the different name results from the term used in the applicable securities laws. For instance, a security registered under the federal Securities Act of 1933 would be offered by a prospectus, while one filed under the Regulation A exemption from that act would use an offering circular.
The document substantially similar to a prospectus used for offerings that are exempt from SEC registration.
The term offering circular means the offering circular required by Rule 605.
A legal document explaining the terms of a security exempt from registration (e.g., agency securities). An OC is delivered to investors within 30-90 days of delivery of a new issue of the security.
An abbreviated prospectus for a new security listing. Delivered to individuals and brokerage houses, these documents are issued to arouse interest in the new issue.