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Definitions for
"going ahead"
Keywords:
unethical
,
filling
,
nasd
,
broker
,
fair
Related Terms:
Local
,
Give-up
,
Floor trader
,
Churning
,
Discretionary order
,
Broker-dealer
,
Firm order
,
Give up
,
Introducing broker
,
Floor broker
,
Inter-dealer broker
,
Dealer
,
Independent broker
,
Broker
,
Broker/dealer
,
Specialist
,
Execution only
,
Front running
,
Not held order
,
Bucket shop
,
Brokerage house
,
Registered representative
,
Order ticket
,
Order room
,
Account executive
,
Remisier
,
Carrying broker
,
Order
,
Best execution
,
Brokerage firm
,
Overtrading
,
Stockbroker
,
All-or-none
,
Commission house
,
Trader
,
Associated person
,
Discretionary account
,
Discount brokerage
,
All or none
,
Futures commission merchant
,
Discount brokers
,
Discount broker
,
Fcm
,
Fill
,
Investment dealer
,
Good till cancelled order
,
Securities industry association
,
Buy order
,
Brokers
A brokers trading for his/her own account before filling his/her customers...
fxwords.com
Going away Going into the trade
financial-terms.co.uk
broker- dealer trades in a personal account prior to filling the orders of his or her clients. Prohibited by the NASD rules of fair practice.
biz.yahoo.com
Unethical brokerage activity whereby the broker trades first for his or her own account before filling the customer's order(s).
biz.yahoo.com
Unethical practice whereby the broker trades for his own account before filling his customers' orders. See: National Association of Securities Dealers; Rules of Fair Practice
demo.pcinvest.com
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