(previously known as The Securities Association)The Self-Regulating Organization responsible for regulating the conduct of brokers and dealers in securities, options and futures, including most member firms of the Exchange.
Regulatory authority for securities and futures brokers in the UK. It handles complaints against stockbrokers. It was formed through a merger in 1991 of the Securities Association and the Association of Futures Brokers and Dealers.
The Regulatory body for the securities and futures markets in the UK. Formed in 1991 through a merger of the Securities Association and the Association of Futures Brokers and Dealers.