Securities that are exempt from the filing provision of the Securities Act of 1933. Exempt securities include securities issued by municipalities, U.S. government and agencies, nonprofit organizations, and corporate debt securities with a maturity of less than 270 days (vs. Nonexempt).
Instrument exempt from the registration requirements of the Securities Act of 1933 or the margin requirements of the S.E.C. Act of 1934. Such securities include government bonds, agencies, munis, commercial paper, and private placements.
Are issues which are not bound by the filing provisions of the Securities Act of 1933. Exempt securities include treasury and municipal notes and bonds, bank securities, and nonprofit organization securities.
Securities that are not subject to the registration requirements of the Securities Act of 1933. Exempt securities also include securities that do not have to follow certain provisions of the Securities Exchange Act of 1934 in terms of margin, registration of dealers who make a market in them, and certain reporting requirements. Examples of exempt securities are municipal bonds, governments and bank securities. See: Securities Exchange Act of 1933; Securities Exchange Act of 1934
Investment instruments exempt from the registration requirements of the Securities Act of 1933 or the margin requirements of the Securities & Exchange Commission (SEC) Act of 1934. Such securities include government bonds, agencies, munis, commercial paper, and private placements.
Those securities which are exempt form the filing provision of the Securities Act of 1933 and from many of the provisions of the Securities Exchange Act of 1934. Exempt securities include municipals, governments, nonprofit organizations, and bank securities (vs. Non-Exempt).
