State securities regulations. Also refers to the model law on which many states base their regulations, the Uniform Securities Act.
A popular name for state securities laws, the first of which was enacted in Kansas in 1911. Predating federal securities regulation, state securities laws provided for the regulation and supervision of securities offerings and sales in order to protect citizen-investors from investing in fraudulent companies. These state laws became known as BLUE SKY LAWS when a judge of the period stated that certain speculative securities schemes had no more substance than so many feet of "blue sky. " Most blue sky laws require the registration of new issues of securities with a state agency that reviews selling documents for accuracy and completeness. As well, blue sky laws often regulate securities brokers and salesmen.
Common term for state securities laws.
A body of state laws governing registration and distribution of mutual fund shares. All 50 states and the District of Columbia regulate mutual funds. Not all funds are registered for purchase in all states, so it's important to review the fund's registration to make sure it's available in your state of residence.
State securities laws designed to protect investors which require sellers of new stock issues to register their offerings and provide financial details on each offering. The term is said to have originated from a judge who claimed a that a new stock offering had as much value as a patch of blue sky.
Nothing about the environment here. These are state statutes governing securities sales, aimed at protecting investors against fraud.
State regulations governing the sale of securities in the individual 50 states. They set forth securities registration requirements and generally are designed to protect the state's investors against securities fraud.
State statutes that regulate the sale of securities to the public within the state. Most require the registration of new issues of securities with a state agency prior to sale. These laws also often regulate securities brokers and salesmen.
Blue sky laws are the individual states' securities laws. The term "blue sky laws" was coined around 1900 by a Kansas Supreme Court Justice who wanted to protect investors from speculative ventures without more basis than "so many feet of blue sky."
state laws covering the issue and trading of securities.
Regulations enacted by individual states that regulate the sale of securities to residents of the state.
State legislation which regulates the issuance and sale of corporate securities.
State laws that govern the issuance and sale of securities (stocks, bonds, etc.) to residents of the state and require the registration of the securities with the state prior to sale. The rules are designed to protect investors from fraud. While a new stock issue may be exempt from federal regulation, it may not be exempt from state rules.
State securities laws with which a company selling securities in that state must comply.
A popular name for various state laws the purpose of which is to protect the public against securities fraud.
The laws that aim to protect people from investing in sham companies that consist of nothing but "blue sky."
State securities laws designed to protect the public from fraudulent practices in the promotion and sale of securities, e.g., through limited partnerships, syndications, bonds.
Securities laws in various states that protect investors against securities fraud.
State securities laws pertaining to registration requirements and procedures for issuers, broker/dealers, their employees and other associated persons of those entities.
State statutes regulating sale of securities.
Laws governing the sales of securities
State securities statutes and regulations that govern the sale of securities (including shares and units) in the state. Usually there are exemptions if only a very small number of "offerees" are involved or if the offering is made to "accredited investors." Even so, a notice filing may be required.
Regulations on the sale of securities to prevent consumers from investing in fraudulent or high-risk companies without being informed of the risks.
A popular name for laws various states have enacted to protect the public against securities frauds. The term is believed to have originated when a judge ruled that a particular stock had about the same value as a patch of blue sky.
These are the state laws that regulate the issuance of initial public offerings.
State regulations for the sale of securities within that state. These laws are intended to protect investors.
A common term that refers to laws passed by various states to protect the public against securities fraud. The term originated when a judge ruled that a stock had as much value as a patch of blue sky.
State securities laws enacted to protect the public against securities fraud and other financial crimes.
State laws that govern the registration and sale of securities.
State laws that regulate the ISSUANCE of SECURITIES. These laws are coordinated with federal acts.
These are state laws designed to protect investors against securities fraud. This set of laws requires issuers of securities or mutual funds to register their offerings and to provide financial disclosures to investors. The term “blue sky” came into use after a judge asserted that a particular stock offering had as much value as a “patch of blue sky.
Blue sky laws require companies that sell stock, mutual funds, and other financial products to register new issues with the appropriate public agency and provide financial details of each offering in writing so that investors have the information they need to make informed buy and sell decisions. These are state rather than federal laws, and owe their origin at least in legend to an frustrated judge who equated the value of a worthless stock offering to a patch of blue sky.
The securities laws of individual states, collectively. These laws seek to protect people from investing in sham companies-companies that offer nothing more than "blue sky."