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Definitions for "registered options principal"
Keywords:  supervise, brokerage, solicitation, options, deemed
Related Terms: Account executive, Registered representative, Exercise notice, Assignment, Brokerage house, Broker-dealer, Introducing broker, Give up, Discretionary account, Holder, Option listing, Automatic exercise, Securities investor protection corporation, Options clearing corporation, Street name, Option seller, Freeriding, Brokerage firm, Writer, Sipc, Discount brokers, Broker/dealer, Stockbroker, Dealer, Full-service broker, Occ , Carrying broker, Execution only, Overtrading, Option writer, Churning, Listed option, Broker, Discount broker, House call, Associated person, Closing purchase, Commission house, Over-the-counter option, Broker, Broker, Optionor, Rule 144a, Inter-dealer broker, Commodity trading advisor, Frontrunning, Brokers, Penalty bid, Underlying security
An employee of a brokerage firm who observes and regulates options exposure...
fxwords.com
Is a person deemed qualified to provide suggestions or recommendations regarding options to the public. Also, Branch Managers are required to be Registered Options Principals. This person is Securities Series 4 licensed.
oasismanagement.com
A brokerage firm employee who supervises registered representatives regarding their client's options account activities and their solicitation of new options clients. See: Broker; Options; Registered Representative
rbeck.com
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